Unclaimed Profile

Nancy Ivette Martinez-Rivera

UNIVERSAL FINANCIAL SERVICES INC.·GUAYNABO, Puerto Rico

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 27, Series 66, Series 99TOClean record8 years registeredUNIVERSAL FINANCIAL SERVICES INC.

METRO OFFICE PARK, GUAYNABO, PR 00968CRD# 4659151Firm CRD# 131558

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Ivette Martinez-Rivera · GUAYNABO, PR

Registration

CRD #4659151 · UNIVERSAL FINANCIAL SERVICES INC. · 8 years registered

Brand Profile

Not yet started

Career History

UNIVERSAL FINANCIAL SERVICES INC.

Aug 2022 – present

CITIGROUP GLOBAL MARKETS INC.

Dec 2021 – Aug 2022

MIAMI, FL

UBS FINANCIAL SERVICES INC.

Apr 2018 – Jan 2020

SAN JUAN, PR

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 27

Series 66

Series 99TO

Registration record

First registered · April 2, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNIVERSAL FINANCIAL SERVICES INC.

CRD 131558 · SEC 801-121280

AUM

$374M

Regulatory assets under management

Employees

1 client accounts

Services offered by UNIVERSAL FINANCIAL SERVICES INC.

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at UNIVERSAL FINANCIAL SERVICES INC. →

Introduction

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Frequently Asked Questions

What services does Nancy Ivette Martinez-Rivera offer?

Nancy Ivette Martinez-Rivera specializes in Investment Management, Fee-Only Advisory. Contact their office in GUAYNABO, Puerto Rico for a consultation.

What are Nancy Ivette Martinez-Rivera's credentials?

Nancy Ivette Martinez-Rivera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Ivette Martinez-Rivera located?

Nancy Ivette Martinez-Rivera is based in GUAYNABO, Puerto Rico, working with UNIVERSAL FINANCIAL SERVICES INC.. Their office serves clients in the GUAYNABO metropolitan area and surrounding communities.

How does Nancy Ivette Martinez-Rivera charge for services?

Nancy Ivette Martinez-Rivera's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNIVERSAL FINANCIAL SERVICES INC.?

UNIVERSAL FINANCIAL SERVICES INC. has approximately 3 employees and manages $374M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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