Unclaimed Profile

Nicholas Vincent Ventura

NVWM LLC·YARDLEY, Pennsylvania

SIE, Series 5, Series 7, Series 9, Series 10, Series 31, Series 63, Series 6527 years registeredNVWM LLC

820 TOWNSHIP LINE ROAD, YARDLEY, PA 19067CRD# 726136Firm CRD# 152301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Vincent Ventura · YARDLEY, PA

Registration

CRD #726136 · NVWM LLC · 27 years registered

Brand Profile

Not yet started

Career History

VENTURA WEALTH MANAGEMENT

Feb 2010 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jun 2002 – Mar 2010

TRENTON, NJ

CAPTRUST FINANCIAL ADVISORS

May 1999 – Jun 2002

LAWRENCEVILLE, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · May 14, 1999

Years registered · 27

Disclosure History

1999Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NVWM LLC

CRD 152301 · SEC 801-70883

AUM

$518M

Regulatory assets under management

Employees

1,423 client accounts

Services offered by NVWM LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NVWM LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Vincent Ventura offer?

Nicholas Vincent Ventura specializes in Financial Planning, Investment Management. Contact their office in YARDLEY, Pennsylvania for a consultation.

What are Nicholas Vincent Ventura's credentials?

Nicholas Vincent Ventura is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Vincent Ventura located?

Nicholas Vincent Ventura is based in YARDLEY, Pennsylvania, working with NVWM LLC. Their office serves clients in the YARDLEY metropolitan area and surrounding communities.

How does Nicholas Vincent Ventura charge for services?

Nicholas Vincent Ventura's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NVWM LLC?

NVWM LLC has approximately 9 employees and manages $518M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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