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Richard Alan Mitchell

MAINLINE INVESTMENT ADVISERS, LLC·WYNNEWOOD, Pennsylvania
SIE, Series 99Clean recordMAINLINE INVESTMENT ADVISERS, LLC
308 E. LANCASTER AVENUE, WYNNEWOOD, PA 19096-2145CRD# 2079522Firm CRD# 159045

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Alan Mitchell · WYNNEWOOD, PA
Registration
CRD #2079522 · MAINLINE INVESTMENT ADVISERS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MAINLINE INVESTMENT ADVISERS, LLC
CRD 159045 · SEC 801-72761
AUM
$245M
Regulatory assets under management
Employees
6
9 client accounts
Services offered by MAINLINE INVESTMENT ADVISERS, LLC
Per Form ADV
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at MAINLINE INVESTMENT ADVISERS, LLC →
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Frequently Asked Questions

What services does Richard Alan Mitchell offer?
Richard Alan Mitchell specializes in Retirement Planning. Contact their office in WYNNEWOOD, Pennsylvania for a consultation.
What are Richard Alan Mitchell's credentials?
Richard Alan Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Alan Mitchell located?
Richard Alan Mitchell is based in WYNNEWOOD, Pennsylvania, working with MAINLINE INVESTMENT ADVISERS, LLC. Their office serves clients in the WYNNEWOOD metropolitan area and surrounding communities.
How does Richard Alan Mitchell charge for services?
Richard Alan Mitchell's firm is compensated through percentage of aum, subscription fees, other: a percentage of committed or contributed capital. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINLINE INVESTMENT ADVISERS, LLC?
MAINLINE INVESTMENT ADVISERS, LLC has approximately 6 employees and manages $245M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MAINLINE INVESTMENT ADVISERS, LLC

Donna Marie Rittershausen
WYNNEWOOD, PA
Alexander C Chadwick
WYNNEWOOD, PA
David Andrew Clapper
WYNNEWOOD, PA
William Alan Landman
WYNNEWOOD, PA
William J Romanelli
WYNNEWOOD, PA

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