Unclaimed Profile

Mark I Solomon

CMS FUND ADVISERS, LLC·WYNNEWOOD, Pennsylvania

SIE, Series 7, Series 6323 years registeredCMS FUND ADVISERS, LLC

308 E. LANCASTER AVENUE, WYNNEWOOD, PA 19096-2145CRD# 1014516Firm CRD# 154682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark I Solomon · WYNNEWOOD, PA

Registration

CRD #1014516 · CMS FUND ADVISERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CMS FUND ADVISERS, LLC

M HOLDINGS SECURITIES, INC.

Nov 2013 – Nov 2013

WYNNEWOOD, PA

CMS FUND ADVISERS, LLC

Oct 2010 – Jul 2021

WYNNEWOOD, PA

CMS FUND ADVISERS, INC.

Dec 2002 – Dec 2010

WYNNEWOOD, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · December 26, 2002

Years registered · 23

Disclosure History

2018Regulatory·Final

2016Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CMS FUND ADVISERS, LLC

CRD 154682 · SEC 801-71900

AUM

$6M

Regulatory assets under management

Employees

3 client accounts

Services offered by CMS FUND ADVISERS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at CMS FUND ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark I Solomon offer?

Mark I Solomon specializes in Retirement Planning.

What are Mark I Solomon's credentials?

Mark I Solomon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark I Solomon located?

Mark I Solomon is based in WYNNEWOOD, Pennsylvania, last registered with CMS FUND ADVISERS, LLC.

How does Mark I Solomon charge for services?

Mark I Solomon's firm is compensated through other: none except carried interest earned by related parties. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CMS FUND ADVISERS, LLC?

CMS FUND ADVISERS, LLC has approximately 5 employees and manages $6M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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