Unclaimed Profile

Kenneth Richard Ferrone

NORTHEASTERN STAR ASSET MANAGEMENT, INC.·WORMLEYSBURG, Pennsylvania

SIE, Series 2, Series 6, Series 7, Series 24, Series 28, Series 53, Series 62, Series 63, Series 65CFAClean record24 years registeredNORTHEASTERN STAR ASSET MANAGEMENT, INC.

1017 MUMMA ROAD, WORMLEYSBURG, PA 17043CRD# 2367840Firm CRD# 171891

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Richard Ferrone · WORMLEYSBURG, PA

Registration

CRD #2367840 · NORTHEASTERN STAR ASSET MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

THRIVENT ADVISOR NETWORK, LLC

Oct 2025 – present

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

Aug 2014 – Nov 2025

WORMLEYSBURG, PA

EAGLEVIEW ADVISORS, INC.

Dec 2009 – Oct 2014

DOYLESTOWN, PA

AMP ASSET MANAGEMENT, INC.

May 2002 – Dec 2009

DANVILLE, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 6

Series 7

Series 24

Series 28

Series 53

Series 62

Series 63

Series 65

Registration record

First registered · May 8, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

CRD 171891 · SEC 801-80227

AUM

$208M

Regulatory assets under management

Employees

788 client accounts

Services offered by NORTHEASTERN STAR ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHEASTERN STAR ASSET MANAGEMENT, INC. →

Introduction

Speak with Kenneth

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kenneth is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WORMLEYSBURG?

Browse all registered financial advisors in WORMLEYSBURG, Pennsylvania or claim this profile if it's yours.

Browse WORMLEYSBURG Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kenneth Richard Ferrone offer?

Kenneth Richard Ferrone specializes in Financial Planning, Investment Management. Contact their office in WORMLEYSBURG, Pennsylvania for a consultation.

What are Kenneth Richard Ferrone's credentials?

Kenneth Richard Ferrone holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kenneth Richard Ferrone located?

Kenneth Richard Ferrone is based in WORMLEYSBURG, Pennsylvania, working with NORTHEASTERN STAR ASSET MANAGEMENT, INC.. Their office serves clients in the WORMLEYSBURG metropolitan area and surrounding communities.

How does Kenneth Richard Ferrone charge for services?

Kenneth Richard Ferrone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHEASTERN STAR ASSET MANAGEMENT, INC.?

NORTHEASTERN STAR ASSET MANAGEMENT, INC. has approximately 3 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →