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Carole Miller

GUARDIAN CAPITAL, LLC·WEXFORD, Pennsylvania
GUARDIAN CAPITAL, LLC
109 VIP DRIVE, WEXFORD, PA 15090CRD# 5874503Firm CRD# 156015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carole Miller · WEXFORD, PA
Registration
CRD #5874503 · GUARDIAN CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Carole Miller is a registered financial advisor based in WEXFORD, Pennsylvania, affiliated with GUARDIAN CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
GUARDIAN CAPITAL, LLC
GUARDIAN CAPITAL, LLC
AUM
$106M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at GUARDIAN CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5874503
Firm CRD# 156015
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carole Miller offer?
Carole Miller specializes in Financial Planning, Investment Management. Contact their office in WEXFORD, Pennsylvania for a consultation.
What are Carole Miller's credentials?
Carole Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carole Miller located?
Carole Miller is based in WEXFORD, Pennsylvania, working with GUARDIAN CAPITAL, LLC. Their office serves clients in the WEXFORD metropolitan area and surrounding communities.
How does Carole Miller charge for services?
Carole Miller's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUARDIAN CAPITAL, LLC?
GUARDIAN CAPITAL, LLC has approximately 4 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GUARDIAN CAPITAL, LLC

Greg H Miller
WEXFORD, PA

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Research
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