Unclaimed Profile

Greg H Miller

GUARDIAN CAPITAL, LLC·WEXFORD, Pennsylvania

Series 6, Series 7, Series 63, Series 6522 years registeredGUARDIAN CAPITAL, LLC

109 VIP DRIVE, WEXFORD, PA 15090CRD# 4628226Firm CRD# 156015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Greg H Miller · WEXFORD, PA

Registration

CRD #4628226 · GUARDIAN CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

GUARDIAN CAPITAL, LLC

Jan 2011 – present

ING FINANCIAL PARTNERS, INC

Jun 2005 – Dec 2008

WEXFORD, PA

SECURITIES AMERICA ADVISORS, INC.

Dec 2004 – Jun 2005

WEXFORD, PA

LEGACY ADVISORY SERVICES, INC.

Apr 2004 – Dec 2004

ALLISON PARK, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 30, 2004

Years registered · 22

Disclosure History

2015Customer Dispute·Settled

2011Customer Dispute·Denied

2010Customer Dispute·Settled

2010Employment Separation After Allegations

2008Customer Dispute·Withdrawn

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GUARDIAN CAPITAL, LLC

CRD 156015 · SEC 801-131430

AUM

$106M

Regulatory assets under management

Employees

270 client accounts

Services offered by GUARDIAN CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Greg H Miller offer?

Greg H Miller specializes in Financial Planning, Investment Management. Contact their office in WEXFORD, Pennsylvania for a consultation.

What are Greg H Miller's credentials?

Greg H Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Greg H Miller located?

Greg H Miller is based in WEXFORD, Pennsylvania, working with GUARDIAN CAPITAL, LLC. Their office serves clients in the WEXFORD metropolitan area and surrounding communities.

How does Greg H Miller charge for services?

Greg H Miller's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN CAPITAL, LLC?

GUARDIAN CAPITAL, LLC has approximately 4 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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