Unclaimed Profile

Victor Joseph Kats

SEMINAL CAPITAL INVESTMENTS, LLC·WAYNE, Pennsylvania

Clean recordSEMINAL CAPITAL INVESTMENTS, LLC

435 DEVON PARK DRIVE, BUILDING 800, WAYNE, PA 19087-1940CRD# 2610034Firm CRD# 314884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Victor Joseph Kats · WAYNE, PA

Registration

CRD #2610034 · SEMINAL CAPITAL INVESTMENTS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Victor Joseph Kats is a registered financial advisor based in WAYNE, Pennsylvania, affiliated with SEMINAL CAPITAL INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SEMINAL CAPITAL INVESTMENTS, LLC

AUM

$20M

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at SEMINAL CAPITAL INVESTMENTS, LLC →

Services

Pension consulting

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 2610034

Firm CRD# 314884

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Frequently Asked Questions

What services does Victor Joseph Kats offer?

Victor Joseph Kats specializes in Retirement Planning. Contact their office in WAYNE, Pennsylvania for a consultation.

What are Victor Joseph Kats's credentials?

Victor Joseph Kats is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Victor Joseph Kats located?

Victor Joseph Kats is based in WAYNE, Pennsylvania, working with SEMINAL CAPITAL INVESTMENTS, LLC. Their office serves clients in the WAYNE metropolitan area and surrounding communities.

How does Victor Joseph Kats charge for services?

Victor Joseph Kats's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEMINAL CAPITAL INVESTMENTS, LLC?

SEMINAL CAPITAL INVESTMENTS, LLC is a registered investment adviser with the SEC, managing $20M in regulatory assets under management. See their Form ADV for full details.

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