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Robert Lochead Gray

SEMINAL CAPITAL INVESTMENTS, LLC·WAYNE, Pennsylvania
SIE, Series 6, Series 6TO, Series 63Clean recordSEMINAL CAPITAL INVESTMENTS, LLC
435 DEVON PARK DRIVE, BUILDING 800, WAYNE, PA 19087-1940CRD# 2011232Firm CRD# 314884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Lochead Gray · WAYNE, PA
Registration
CRD #2011232 · SEMINAL CAPITAL INVESTMENTS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 6TO
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SEMINAL CAPITAL INVESTMENTS, LLC
CRD 314884 · SEC 802-128571
AUM
$20M
Regulatory assets under management
Services offered by SEMINAL CAPITAL INVESTMENTS, LLC
Per Form ADV
Pension consulting
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at SEMINAL CAPITAL INVESTMENTS, LLC →
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04

Frequently Asked Questions

What services does Robert Lochead Gray offer?
Robert Lochead Gray specializes in Retirement Planning. Contact their office in WAYNE, Pennsylvania for a consultation.
What are Robert Lochead Gray's credentials?
Robert Lochead Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Lochead Gray located?
Robert Lochead Gray is based in WAYNE, Pennsylvania, working with SEMINAL CAPITAL INVESTMENTS, LLC. Their office serves clients in the WAYNE metropolitan area and surrounding communities.
How does Robert Lochead Gray charge for services?
Robert Lochead Gray's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEMINAL CAPITAL INVESTMENTS, LLC?
SEMINAL CAPITAL INVESTMENTS, LLC is a registered investment adviser with the SEC, managing $20M in regulatory assets under management. See their Form ADV for full details.
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