Unclaimed Profile

Derek Brock Boles

FORTIS ADVISORS, LLC·WAYNE, Pennsylvania

Series 6, Series 7, Series 63, Series 65, Series 6621 years registeredFORTIS ADVISORS, LLC

656 E. SWEDESFORD ROAD, WAYNE, PA 19087CRD# 4266820Firm CRD# 164498

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek Brock Boles · WAYNE, PA

Registration

CRD #4266820 · FORTIS ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

FORTIS ADVISORS, LLC

Jan 2014 – present

SSN ADVISORY, INC.

Aug 2005 – Jan 2008

KING OF PRUSSIA, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · August 11, 2005

Years registered · 21

Disclosure History

2009Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORTIS ADVISORS, LLC

CRD 164498 · SEC 801-80177

AUM

$471M

Regulatory assets under management

Employees

352 client accounts

Services offered by FORTIS ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FORTIS ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Derek Brock Boles offer?

Derek Brock Boles specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WAYNE, Pennsylvania for a consultation.

What are Derek Brock Boles's credentials?

Derek Brock Boles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek Brock Boles located?

Derek Brock Boles is based in WAYNE, Pennsylvania, working with FORTIS ADVISORS, LLC. Their office serves clients in the WAYNE metropolitan area and surrounding communities.

How does Derek Brock Boles charge for services?

Derek Brock Boles's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORTIS ADVISORS, LLC?

FORTIS ADVISORS, LLC has approximately 7 employees and manages $471M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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