Unclaimed Profile

David Michael Spungen

HILLVIEW CAPITAL ADVISORS, LLC·WAYNE, Pennsylvania

Series 7, Series 26, Series 30, Series 63, Series 65Clean record25 years registeredHILLVIEW CAPITAL ADVISORS, LLC

1200 LIBERTY RIDGE DRIVE, WAYNE, PA 19087CRD# 1479623Firm CRD# 109071

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Spungen · WAYNE, PA

Registration

CRD #1479623 · HILLVIEW CAPITAL ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CORIENT

Dec 2022 – present

REGENTATLANTIC

May 2021 – Mar 2023

New York, NY

HILLVIEW CAPITAL ADVISORS, LLC

Nov 2000 – Sep 2019

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 26

Series 30

Series 63

Series 65

Registration record

First registered · November 18, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HILLVIEW CAPITAL ADVISORS, LLC

CRD 109071 · SEC 801-56284

AUM

$849M

Regulatory assets under management

Employees

328 client accounts

Services offered by HILLVIEW CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HILLVIEW CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Michael Spungen offer?

David Michael Spungen specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in WAYNE, Pennsylvania for a consultation.

What are David Michael Spungen's credentials?

David Michael Spungen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Michael Spungen located?

David Michael Spungen is based in WAYNE, Pennsylvania, working with HILLVIEW CAPITAL ADVISORS, LLC. Their office serves clients in the WAYNE metropolitan area and surrounding communities.

How does David Michael Spungen charge for services?

David Michael Spungen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HILLVIEW CAPITAL ADVISORS, LLC?

HILLVIEW CAPITAL ADVISORS, LLC has approximately 12 employees and manages $849M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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