Unclaimed Profile

Barbara Ann Richardson

INDEPENDENCE ADVISORS, LLC·WAYNE, Pennsylvania

Series 65Clean record12 years registeredINDEPENDENCE ADVISORS, LLC

620 LEE ROAD, WAYNE, PA 19087-5636CRD# 2229290Firm CRD# 153687

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara Ann Richardson · WAYNE, PA

Registration

CRD #2229290 · INDEPENDENCE ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INDEPENDENCE ADVISORS, LLC

INDEPENDENCE ADVISORS, LLC

Dec 2013 – Jan 2019

WAYNE, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 16, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENCE ADVISORS, LLC

CRD 153687 · SEC 801-71449

AUM

$1.3B

Regulatory assets under management

Employees

1,535 client accounts

Services offered by INDEPENDENCE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENCE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Barbara Ann Richardson offer?

Barbara Ann Richardson specializes in Financial Planning, Investment Management, Wealth Management.

What are Barbara Ann Richardson's credentials?

Barbara Ann Richardson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barbara Ann Richardson located?

Barbara Ann Richardson is based in WAYNE, Pennsylvania, last registered with INDEPENDENCE ADVISORS, LLC.

How does Barbara Ann Richardson charge for services?

Barbara Ann Richardson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENCE ADVISORS, LLC?

INDEPENDENCE ADVISORS, LLC has approximately 13 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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