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Gregory James Simpson

ROOTSTOCK INVESTMENT MANAGEMENT, LLC.·SEWICKLEY, Pennsylvania
Series 6, Series 7, Series 63Clean record13 years registeredROOTSTOCK INVESTMENT MANAGEMENT, LLC.
2605 NICHOLSON ROAD, SEWICKLEY, PA 15143CRD# 2281029Firm CRD# 167665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory James Simpson · SEWICKLEY, PA
Registration
CRD #2281029 · ROOTSTOCK INVESTMENT MANAGEMENT, LLC. · 13 years registered
Brand Profile
Not yet started
01

Career History

CORIENT
Feb 2025 – present
ROOTSTOCK ADVISORS
Aug 2013 – Mar 2025
Sewickley, PA
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Registration record
First registered · August 7, 2013
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROOTSTOCK INVESTMENT MANAGEMENT, LLC.
CRD 167665 · SEC 801-78025
AUM
$496M
Regulatory assets under management
Employees
3
191 client accounts
Services offered by ROOTSTOCK INVESTMENT MANAGEMENT, LLC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROOTSTOCK INVESTMENT MANAGEMENT, LLC. →
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05

Frequently Asked Questions

What services does Gregory James Simpson offer?
Gregory James Simpson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEWICKLEY, Pennsylvania for a consultation.
What are Gregory James Simpson's credentials?
Gregory James Simpson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory James Simpson located?
Gregory James Simpson is based in SEWICKLEY, Pennsylvania, working with ROOTSTOCK INVESTMENT MANAGEMENT, LLC.. Their office serves clients in the SEWICKLEY metropolitan area and surrounding communities.
How does Gregory James Simpson charge for services?
Gregory James Simpson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROOTSTOCK INVESTMENT MANAGEMENT, LLC.?
ROOTSTOCK INVESTMENT MANAGEMENT, LLC. has approximately 3 employees and manages $496M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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