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Gregory James Simpson

ROOTSTOCK INVESTMENT MANAGEMENT, LLC.·SEWICKLEY, Pennsylvania
Clean recordROOTSTOCK INVESTMENT MANAGEMENT, LLC.
2605 NICHOLSON ROAD, SEWICKLEY, PA 15143CRD# 2281029Firm CRD# 167665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory James Simpson · SEWICKLEY, PA
Registration
CRD #2281029 · ROOTSTOCK INVESTMENT MANAGEMENT, LLC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Gregory James Simpson is a registered financial advisor based in SEWICKLEY, Pennsylvania, affiliated with ROOTSTOCK INVESTMENT MANAGEMENT, LLC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ROOTSTOCK INVESTMENT MANAGEMENT, LLC.
ROOTSTOCK ADVISORS
AUM
$496M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at ROOTSTOCK INVESTMENT MANAGEMENT, LLC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2281029
Firm CRD# 167665
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gregory James Simpson offer?
Gregory James Simpson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEWICKLEY, Pennsylvania for a consultation.
What are Gregory James Simpson's credentials?
Gregory James Simpson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory James Simpson located?
Gregory James Simpson is based in SEWICKLEY, Pennsylvania, working with ROOTSTOCK INVESTMENT MANAGEMENT, LLC.. Their office serves clients in the SEWICKLEY metropolitan area and surrounding communities.
How does Gregory James Simpson charge for services?
Gregory James Simpson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROOTSTOCK INVESTMENT MANAGEMENT, LLC.?
ROOTSTOCK INVESTMENT MANAGEMENT, LLC. has approximately 3 employees and manages $496M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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