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Winfield Scott Iv Smathers

HUNTER ASSOCIATES, INC.·PITTSBURGH, Pennsylvania
SIE, Series 4, Series 7, Series 9, Series 10, Series 63, Series 65Clean record13 years registeredHUNTER ASSOCIATES, INC.
436 SEVENTH AVENUE, PITTSBURGH, PA 15219-1818CRD# 2330402Firm CRD# 30177

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Winfield Scott Iv Smathers · PITTSBURGH, PA
Registration
CRD #2330402 · HUNTER ASSOCIATES, INC. · 13 years registered
Brand Profile
Not yet started
01

Career History

Dec 2012Jun 2013
PITTSBURGH, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 9
Series 10
Series 63
Series 65
Registration record
First registered · December 11, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC
CRD 30177 · SEC 801-42007
AUM
$1.0B
Regulatory assets under management
Employees
13
1,911 client accounts
Services offered by HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Winfield Scott Iv Smathers offer?
Winfield Scott Iv Smathers specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in PITTSBURGH, Pennsylvania for a consultation.
What are Winfield Scott Iv Smathers's credentials?
Winfield Scott Iv Smathers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Winfield Scott Iv Smathers located?
Winfield Scott Iv Smathers is based in PITTSBURGH, Pennsylvania, working with HUNTER ASSOCIATES, INC.. Their office serves clients in the PITTSBURGH metropolitan area and surrounding communities.
How does Winfield Scott Iv Smathers charge for services?
Winfield Scott Iv Smathers's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HUNTER ASSOCIATES, INC.?
HUNTER ASSOCIATES, INC. has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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