Unclaimed Profile

William Richard Berkowitz

BPU INVESTMENT MANAGEMENT, INC.·PITTSBURGH, Pennsylvania

SIE, Series 000, Series 1, Series 4, Series 7TO, Series 24, Series 63, Series 6522 years registeredBPU INVESTMENT MANAGEMENT, INC.

ONE OXFORD CENTER, PITTSBURGH, PA 15219CRD# 19518Firm CRD# 17058

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Richard Berkowitz · PITTSBURGH, PA

Registration

CRD #19518 · BPU INVESTMENT MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Mar 2020 – present

BPU INVESTMENT MANAGEMENT, INC.

Mar 2004 – Mar 2020

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 000

Series 1

Series 4

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · March 29, 2004

Years registered · 22

Disclosure History

2017Customer Dispute·Withdrawn

2007Customer Dispute·Award / Judgment

1997Regulatory·Final

1978Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BPU INVESTMENT MANAGEMENT, INC.

CRD 17058 · SEC 801-60229

AUM

$517M

Regulatory assets under management

Employees

1,932 client accounts

Services offered by BPU INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BPU INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does William Richard Berkowitz offer?

William Richard Berkowitz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PITTSBURGH, Pennsylvania for a consultation.

What are William Richard Berkowitz's credentials?

William Richard Berkowitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Richard Berkowitz located?

William Richard Berkowitz is based in PITTSBURGH, Pennsylvania, working with BPU INVESTMENT MANAGEMENT, INC.. Their office serves clients in the PITTSBURGH metropolitan area and surrounding communities.

How does William Richard Berkowitz charge for services?

William Richard Berkowitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BPU INVESTMENT MANAGEMENT, INC.?

BPU INVESTMENT MANAGEMENT, INC. has approximately 24 employees and manages $517M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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