Unclaimed Profile

Ryan Christopher Oakes

COMPASS INVESTMENTS LLC·PITTSBURGH, Pennsylvania

Series 65Clean record9 years registeredCOMPASS INVESTMENTS LLC

2681 SIDNEY STREET, PITTSBURGH, PA 15203CRD# 6694798Firm CRD# 141323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Christopher Oakes · PITTSBURGH, PA

Registration

CRD #6694798 · COMPASS INVESTMENTS LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMPASS INVESTMENTS LLC

ALERE PLANNING LLC

Feb 2017 – Mar 2017

NEWTOWN, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 14, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS INVESTMENTS LLC

CRD 141323 · SEC 801-67114

AUM

$76M

Regulatory assets under management

Employees

412 client accounts

Services offered by COMPASS INVESTMENTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Ryan Christopher Oakes offer?

Ryan Christopher Oakes specializes in Financial Planning, Investment Management.

What are Ryan Christopher Oakes's credentials?

Ryan Christopher Oakes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ryan Christopher Oakes located?

Ryan Christopher Oakes is based in PITTSBURGH, Pennsylvania, last registered with COMPASS INVESTMENTS LLC.

How does Ryan Christopher Oakes charge for services?

Ryan Christopher Oakes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS INVESTMENTS LLC?

COMPASS INVESTMENTS LLC has approximately 5 employees and manages $76M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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