Unclaimed Profile

James Jude Holtzman

LEGEND FINANCIAL ADVISORS INC·PITTSBURGH, Pennsylvania

Series 7, Series 66Clean record22 years registeredLEGEND FINANCIAL ADVISORS INC

5700 CORPORATE DRIVE, PITTSBURGH, PA 15237CRD# 4292875Firm CRD# 108207

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Jude Holtzman · PITTSBURGH, PA

Registration

CRD #4292875 · LEGEND FINANCIAL ADVISORS INC · 22 years registered

Brand Profile

Not yet started

Career History

LEGEND FINANCIAL ADVISORS INC

Apr 2004 – present

EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.

Oct 2009 – Mar 2024

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 6, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGEND FINANCIAL ADVISORS INC

CRD 108207 · SEC 801-44704

AUM

$308M

Regulatory assets under management

Employees

1,076 client accounts

Services offered by LEGEND FINANCIAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEGEND FINANCIAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does James Jude Holtzman offer?

James Jude Holtzman specializes in Financial Planning, Investment Management. Contact their office in PITTSBURGH, Pennsylvania for a consultation.

What are James Jude Holtzman's credentials?

James Jude Holtzman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Jude Holtzman located?

James Jude Holtzman is based in PITTSBURGH, Pennsylvania, working with LEGEND FINANCIAL ADVISORS INC. Their office serves clients in the PITTSBURGH metropolitan area and surrounding communities.

How does James Jude Holtzman charge for services?

James Jude Holtzman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGEND FINANCIAL ADVISORS INC?

LEGEND FINANCIAL ADVISORS INC has approximately 11 employees and manages $308M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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