Unclaimed Profile

Frank David Ruscetti

DIBIASE & RUSCETTI ASSOCIATES, INC.·PITTSBURGH, Pennsylvania

SIE, Series 000, Series 1, Series 4, Series 7TO, Series 24, Series 27, Series 40, Series 53, Series 63, Series 99TO31 years registeredDIBIASE & RUSCETTI ASSOCIATES, INC.

1100 SMALLMAN STREET, PITTSBURGH, PA 15222CRD# 407347Firm CRD# 121786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank David Ruscetti · PITTSBURGH, PA

Registration

CRD #407347 · DIBIASE & RUSCETTI ASSOCIATES, INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIBIASE & RUSCETTI ASSOCIATES, INC.

HARVEST FINANCIAL CORPORATION

Mar 2016 – Apr 2023

PITTSBURGH, PA

DIBIASE & RUSCETTI ASSOCIATES, INC.

Jan 1995 – Jul 2016

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 000

Series 1

Series 4

Series 7TO

Series 24

Series 27

Series 40

Series 53

Series 63

Series 99TO

Registration record

First registered · January 3, 1995

Years registered · 31

Disclosure History

2003Customer Dispute·Settled

2003Regulatory·Final

2002Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DIBIASE & RUSCETTI ASSOCIATES, INC.

CRD 121786 · SEC 801-66561

AUM

$36M

Regulatory assets under management

Employees

46 client accounts

Services offered by DIBIASE & RUSCETTI ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DIBIASE & RUSCETTI ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Frank David Ruscetti offer?

Frank David Ruscetti specializes in Financial Planning, Investment Management, Wealth Management.

What are Frank David Ruscetti's credentials?

Frank David Ruscetti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank David Ruscetti located?

Frank David Ruscetti is based in PITTSBURGH, Pennsylvania, last registered with DIBIASE & RUSCETTI ASSOCIATES, INC..

How does Frank David Ruscetti charge for services?

Frank David Ruscetti's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIBIASE & RUSCETTI ASSOCIATES, INC.?

DIBIASE & RUSCETTI ASSOCIATES, INC. has approximately 6 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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