Unclaimed Profile

Stuart Michael Singer

JANNEY MONTGOMERY SCOTT LLC·PHILADELPHIA, Pennsylvania

SIE, Series 5, Series 7, Series 9, Series 10, Series 15, Series 63, Series 6526 years registeredJANNEY MONTGOMERY SCOTT LLC

1717 ARCH STREET, PHILADELPHIA, PA 19103CRD# 870079Firm CRD# 463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stuart Michael Singer · PHILADELPHIA, PA

Registration

CRD #870079 · JANNEY MONTGOMERY SCOTT LLC · 26 years registered

Brand Profile

Not yet started

Career History

JANNEY MONTGOMERY SCOTT LLC

Nov 2004 – present

UBS FINANCIAL SERVICES INC.

Aug 2000 – Aug 2003

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 9

Series 10

Series 15

Series 63

Series 65

Registration record

First registered · August 14, 2000

Years registered · 26

Disclosure History

2004Customer Dispute·Denied

1988Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JANNEY MONTGOMERY SCOTT LLC

CRD 463 · SEC 801-7258

AUM

$85.9B

Regulatory assets under management

Employees

2,295

226,034 client accounts

Services offered by JANNEY MONTGOMERY SCOTT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JANNEY MONTGOMERY SCOTT LLC →

Introduction

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Frequently Asked Questions

What services does Stuart Michael Singer offer?

Stuart Michael Singer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.

What are Stuart Michael Singer's credentials?

Stuart Michael Singer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stuart Michael Singer located?

Stuart Michael Singer is based in PHILADELPHIA, Pennsylvania, working with JANNEY MONTGOMERY SCOTT LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.

How does Stuart Michael Singer charge for services?

Stuart Michael Singer's firm is compensated through percentage of aum, subscription fees, commissions, other: fee plus commission. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JANNEY MONTGOMERY SCOTT LLC?

JANNEY MONTGOMERY SCOTT LLC has approximately 2295 employees and manages $85.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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