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Kimberley Ann Hocker

PENN CAPITAL MANAGEMENT COMPANY, INC.·PHILADELPHIA, Pennsylvania
Unclaimed Profile
1200 INTREPID AVENUE, PHILADELPHIA, PA 19112CRD# 2965916Firm CRD# 105081
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About

Kimberley Ann Hocker is a registered financial advisor based in PHILADELPHIA, Pennsylvania, affiliated with PENN CAPITAL MANAGEMENT COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
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Firm Overview

Firm
PENN CAPITAL MANAGEMENT COMPANY, LLC
PENN CAPITAL MANAGEMENT COMPANY, LLC
AUM
$1.7B
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at PENN CAPITAL MANAGEMENT COMPANY, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2965916
Firm CRD# 105081
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kimberley Ann Hocker offer?
Kimberley Ann Hocker specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.
What are Kimberley Ann Hocker's credentials?
Kimberley Ann Hocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberley Ann Hocker located?
Kimberley Ann Hocker is based in PHILADELPHIA, Pennsylvania, working with PENN CAPITAL MANAGEMENT COMPANY, INC.. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.
How does Kimberley Ann Hocker charge for services?
Kimberley Ann Hocker's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PENN CAPITAL MANAGEMENT COMPANY, INC.?
PENN CAPITAL MANAGEMENT COMPANY, INC. has approximately 19 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PHILADELPHIA
David Baker Rubenstein — RUBENSTEIN PARTNERS, L.P.Grant Rawdin — WESCOTT FINANCIAL ADVISORY GROUP LLCLydia Carreiro Sheckels — WESCOTT FINANCIAL ADVISORY GROUP LLCKenneth Raymond Frappier — TABERNA CAPITAL MANAGEMENT, LLCFrancis Alexander Scott — GROSVENOR FUND MANAGEMENT INC.
Nearby cities in Pennsylvania
PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)BERWYN (136)
City Guides
PITTSBURGH GuideRADNOR GuideWAYNE GuideCONSHOHOCKEN GuideBERWYN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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