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Marcia Ann Hocker

PENN CAPITAL MANAGEMENT COMPANY, LLC·PHILADELPHIA, Pennsylvania
Unclaimed Profile
1200 INTREPID AVENUE, PHILADELPHIA, PA 19112CRD# 4345620Firm CRD# 105081
01

About

Marcia Ann Hocker is a registered financial advisor based in PHILADELPHIA, Pennsylvania, affiliated with PENN CAPITAL MANAGEMENT COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
PENN CAPITAL MANAGEMENT COMPANY, LLC
PENN CAPITAL MANAGEMENT COMPANY, LLC
AUM
$1.7B
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at PENN CAPITAL MANAGEMENT COMPANY, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4345620
Firm CRD# 105081
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Marcia Ann Hocker offer?
Marcia Ann Hocker specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.
What are Marcia Ann Hocker's credentials?
Marcia Ann Hocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marcia Ann Hocker located?
Marcia Ann Hocker is based in PHILADELPHIA, Pennsylvania, working with PENN CAPITAL MANAGEMENT COMPANY, LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.
How does Marcia Ann Hocker charge for services?
Marcia Ann Hocker's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PENN CAPITAL MANAGEMENT COMPANY, LLC?
PENN CAPITAL MANAGEMENT COMPANY, LLC has approximately 19 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PHILADELPHIA
Francis Alexander Scott — GROSVENOR FUND MANAGEMENT INC.James W Ryan — EASTERLY EAB RISK SOLUTIONS LLCDavid Baker Rubenstein — RUBENSTEIN PARTNERS, L.P.Grant Rawdin — WESCOTT FINANCIAL ADVISORY GROUP LLCKimberley Ann Hocker — PENN CAPITAL MANAGEMENT COMPANY, INC.
Nearby cities in Pennsylvania
PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)BERWYN (136)
City Guides
PITTSBURGH GuideRADNOR GuideWAYNE GuideCONSHOHOCKEN GuideBERWYN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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