Unclaimed Profile

John Gregory Livewell

PENN CAPITAL MANAGEMENT COMPANY, INC.·PHILADELPHIA, Pennsylvania

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record20 years registeredPENN CAPITAL MANAGEMENT COMPANY, INC.

THREE CRESCENT DRIVE, PHILADELPHIA, PA 19112CRD# 2805942Firm CRD# 105081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Gregory Livewell · PHILADELPHIA, PA

Registration

CRD #2805942 · PENN CAPITAL MANAGEMENT COMPANY, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PENN CAPITAL MANAGEMENT COMPANY, INC.

TRUIST ADVISORY SERVICES, INC.

Feb 2021 – Aug 2024

WEST CHESTER, PA

BB&T SECURITIES, LLC

Aug 2018 – Feb 2021

RICHMOND, VA

COMMERCE CAPITAL MARKETS, INC.

Aug 2005 – Nov 2008

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · August 24, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENN CAPITAL MANAGEMENT COMPANY, LLC

CRD 105081 · SEC 801-31452

AUM

$1.7B

Regulatory assets under management

Employees

934 client accounts

Services offered by PENN CAPITAL MANAGEMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at PENN CAPITAL MANAGEMENT COMPANY, LLC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PHILADELPHIA?

Browse all registered financial advisors in PHILADELPHIA, Pennsylvania or claim this profile if it's yours.

Browse PHILADELPHIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Gregory Livewell offer?

John Gregory Livewell specializes in Investment Management, Retirement Planning, Wealth Management.

What are John Gregory Livewell's credentials?

John Gregory Livewell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Gregory Livewell located?

John Gregory Livewell is based in PHILADELPHIA, Pennsylvania, last registered with PENN CAPITAL MANAGEMENT COMPANY, INC..

How does John Gregory Livewell charge for services?

John Gregory Livewell's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENN CAPITAL MANAGEMENT COMPANY, INC.?

PENN CAPITAL MANAGEMENT COMPANY, INC. has approximately 19 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →