Unclaimed Profile

Gregory Allen Parsons

PENN CAPITAL MANAGEMENT COMPANY, LLC·PHILADELPHIA, Pennsylvania

SIE, Series 7, Series 7TO, Series 24, Series 62, Series 63, Series 65, Series 79TOClean record19 years registeredPENN CAPITAL MANAGEMENT COMPANY, LLC

1200 INTREPID AVENUE, PHILADELPHIA, PA 19112CRD# 3148868Firm CRD# 105081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Allen Parsons · PHILADELPHIA, PA

Registration

CRD #3148868 · PENN CAPITAL MANAGEMENT COMPANY, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PENN CAPITAL MANAGEMENT COMPANY, LLC

CP CAPITAL ADVISORS, L.L.C.

Mar 2007 – Nov 2008

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 62

Series 63

Series 65

Series 79TO

Registration record

First registered · March 13, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENN CAPITAL MANAGEMENT COMPANY, LLC

CRD 105081 · SEC 801-31452

AUM

$1.7B

Regulatory assets under management

Employees

934 client accounts

Services offered by PENN CAPITAL MANAGEMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at PENN CAPITAL MANAGEMENT COMPANY, LLC →

Introduction

Speak with Gregory

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gregory is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PHILADELPHIA?

Browse all registered financial advisors in PHILADELPHIA, Pennsylvania or claim this profile if it's yours.

Browse PHILADELPHIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gregory Allen Parsons offer?

Gregory Allen Parsons specializes in Investment Management, Retirement Planning, Wealth Management.

What are Gregory Allen Parsons's credentials?

Gregory Allen Parsons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Allen Parsons located?

Gregory Allen Parsons is based in PHILADELPHIA, Pennsylvania, last registered with PENN CAPITAL MANAGEMENT COMPANY, LLC.

How does Gregory Allen Parsons charge for services?

Gregory Allen Parsons's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENN CAPITAL MANAGEMENT COMPANY, LLC?

PENN CAPITAL MANAGEMENT COMPANY, LLC has approximately 19 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →