Unclaimed Profile

James V Tate

CORDASCO FINANCIAL NETWORK, LLC·PHILADELPHIA, Pennsylvania

SIE, Series 7, Series 66PFSClean record19 years registeredCORDASCO FINANCIAL NETWORK, LLC

THREE LOGAN SQUARE, PHILADELPHIA, PA 19103CRD# 5091170Firm CRD# 159544

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James V Tate · PHILADELPHIA, PA

Registration

CRD #5091170 · CORDASCO FINANCIAL NETWORK, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CORDASCO FINANCIAL NETWORK, LLC

MERCER GLOBAL ADVISORS INC.

Mar 2022 – Jan 2024

Radnor, PA

WEST SHORE GROUP, LLC

Nov 2015 – Jul 2016

Philadelphia, PA

CORDASCO FINANCIAL NETWORK, INC.

Jan 2012 – Jul 2022

SOUTHAMPTON, PA

RBC CAPITAL MARKETS, LLC

Aug 2006 – Jan 2012

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 23, 2006

Years registered · 19

Professional designation · PFS

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CORDASCO FINANCIAL NETWORK, INC.

CRD 159544 · SEC 801-72895

Employees

Total firm employees

Services offered by CORDASCO FINANCIAL NETWORK, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORDASCO FINANCIAL NETWORK, INC. →

Introduction

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Frequently Asked Questions

What services does James V Tate offer?

James V Tate specializes in Financial Planning, Investment Management, Wealth Management.

What are James V Tate's credentials?

James V Tate holds the following professional designations: PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James V Tate located?

James V Tate is based in PHILADELPHIA, Pennsylvania, last registered with CORDASCO FINANCIAL NETWORK, LLC.

How does James V Tate charge for services?

James V Tate's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORDASCO FINANCIAL NETWORK, LLC?

CORDASCO FINANCIAL NETWORK, LLC has approximately 9 employees. The firm is registered with the SEC as an investment adviser.

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