Unclaimed Profile

Andrew David Iv Banks

JANNEY MONTGOMERY SCOTT LLC·PHILADELPHIA, Pennsylvania

SIE, Series 7, Series 63, Series 65Clean record24 years registeredJANNEY MONTGOMERY SCOTT LLC

1717 ARCH STREET, PHILADELPHIA, PA 19103CRD# 1715217Firm CRD# 463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew David Iv Banks · PHILADELPHIA, PA

Registration

CRD #1715217 · JANNEY MONTGOMERY SCOTT LLC · 24 years registered

Brand Profile

Not yet started

Career History

JANNEY MONTGOMERY SCOTT LLC

Jul 2002 – present

RBC DAIN RAUSCHER INC.

Mar 2002 – Jun 2002

NEW HAVEN, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 11, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JANNEY MONTGOMERY SCOTT LLC

CRD 463 · SEC 801-7258

AUM

$85.9B

Regulatory assets under management

Employees

2,295

226,034 client accounts

Services offered by JANNEY MONTGOMERY SCOTT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JANNEY MONTGOMERY SCOTT LLC →

Introduction

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Frequently Asked Questions

What services does Andrew David Iv Banks offer?

Andrew David Iv Banks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.

What are Andrew David Iv Banks's credentials?

Andrew David Iv Banks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew David Iv Banks located?

Andrew David Iv Banks is based in PHILADELPHIA, Pennsylvania, working with JANNEY MONTGOMERY SCOTT LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.

How does Andrew David Iv Banks charge for services?

Andrew David Iv Banks's firm is compensated through percentage of aum, subscription fees, commissions, other: fee plus commission. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JANNEY MONTGOMERY SCOTT LLC?

JANNEY MONTGOMERY SCOTT LLC has approximately 2295 employees and manages $85.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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