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Rebecca Cummings

NORTHEAST ADVISERS INC·PAOLI, Pennsylvania
Series 65Clean record11 years registeredNORTHEAST ADVISERS INC
163 W. LANCASTER AVE, PAOLI, PA 19301CRD# 6508052Firm CRD# 108835

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rebecca Cummings · PAOLI, PA
Registration
CRD #6508052 · NORTHEAST ADVISERS INC · 11 years registered
Brand Profile
Not yet started
01

Career History

NORTHEAST ADVISERS, INC.
Jul 2015 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · July 21, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NORTHEAST ADVISERS INC
CRD 108835 · SEC 801-57720
AUM
$517M
Regulatory assets under management
Employees
4
353 client accounts
Services offered by NORTHEAST ADVISERS INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NORTHEAST ADVISERS INC →
Introduction

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05

Frequently Asked Questions

What services does Rebecca Cummings offer?
Rebecca Cummings specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PAOLI, Pennsylvania for a consultation.
What are Rebecca Cummings's credentials?
Rebecca Cummings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rebecca Cummings located?
Rebecca Cummings is based in PAOLI, Pennsylvania, working with NORTHEAST ADVISERS INC. Their office serves clients in the PAOLI metropolitan area and surrounding communities.
How does Rebecca Cummings charge for services?
Rebecca Cummings's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHEAST ADVISERS INC?
NORTHEAST ADVISERS INC has approximately 4 employees and manages $517M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHEAST ADVISERS INC

John Michael Devine
PAOLI, PA
Norman Shaw Macqueen
PAOLI, PA
Eric J Bleiler
PAOLI, PA

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