Unclaimed Profile

Norman Shaw Macqueen

NORTHEAST ADVISERS INC·PAOLI, Pennsylvania

Series 6, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredNORTHEAST ADVISERS INC

123 PAOLI PIKE, PAOLI, PA 19301CRD# 1495092Firm CRD# 108835

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norman Shaw Macqueen · PAOLI, PA

Registration

CRD #1495092 · NORTHEAST ADVISERS INC · 25 years registered

Brand Profile

Not yet started

Career History

THRIVE WEALTH MANAGEMENT, LLC

May 2015 – present

NORTHEAST ADVISERS, INC.

Nov 2000 – Apr 2015

PAOLI, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 27, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHEAST ADVISERS INC

CRD 108835 · SEC 801-57720

AUM

$517M

Regulatory assets under management

Employees

353 client accounts

Services offered by NORTHEAST ADVISERS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHEAST ADVISERS INC →

Introduction

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Frequently Asked Questions

What services does Norman Shaw Macqueen offer?

Norman Shaw Macqueen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PAOLI, Pennsylvania for a consultation.

What are Norman Shaw Macqueen's credentials?

Norman Shaw Macqueen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Norman Shaw Macqueen located?

Norman Shaw Macqueen is based in PAOLI, Pennsylvania, working with NORTHEAST ADVISERS INC. Their office serves clients in the PAOLI metropolitan area and surrounding communities.

How does Norman Shaw Macqueen charge for services?

Norman Shaw Macqueen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHEAST ADVISERS INC?

NORTHEAST ADVISERS INC has approximately 4 employees and manages $517M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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