Unclaimed Profile

Richard Victor Simkus

PRISM ADVISORY GROUP, LLC·NEWTOWN, Pennsylvania

SIE, Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, Series 65, Series 99TOClean record27 years registeredPRISM ADVISORY GROUP, LLC

4 CAUFIELD PLACE, NEWTOWN, PA 18940CRD# 1269936Firm CRD# 152555

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Victor Simkus · NEWTOWN, PA

Registration

CRD #1269936 · PRISM ADVISORY GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

APOLLON WEALTH MANAGEMENT, LLC

Aug 2021 – present

PRISM FUNDS, LLC

Jul 2010 – Mar 2021

NEWTOWN, PA

PRISM ADVISORY GROUP, LLC

Jan 2010 – Sep 2021

NEWTOWN, PA

MCDONALD PARTNERS LLC

Jan 2010 – Dec 2017

NEWTOWN, PA

AMERICAN SECURITIES GROUP, INC.

Jul 2005 – Dec 2009

LAWRENCEVILLE, NJ

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Jun 2002 – Dec 2004

LAWRENCEVILLE, NJ

CAPTRUST FINANCIAL ADVISORS

May 1999 – Jun 2002

LAWRENCEVILLE, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · May 15, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRISM ADVISORY GROUP, LLC

CRD 152555 · SEC 801-70938

AUM

$184M

Regulatory assets under management

Employees

553 client accounts

Services offered by PRISM ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRISM ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Victor Simkus offer?

Richard Victor Simkus specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWTOWN, Pennsylvania for a consultation.

What are Richard Victor Simkus's credentials?

Richard Victor Simkus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Victor Simkus located?

Richard Victor Simkus is based in NEWTOWN, Pennsylvania, working with PRISM ADVISORY GROUP, LLC. Their office serves clients in the NEWTOWN metropolitan area and surrounding communities.

How does Richard Victor Simkus charge for services?

Richard Victor Simkus's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRISM ADVISORY GROUP, LLC?

PRISM ADVISORY GROUP, LLC has approximately 6 employees and manages $184M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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