Unclaimed Profile

Yang Xu

WEALTHN LLC·NEWTOWN SQUARE, Pennsylvania

SIE, Series 3, Series 7TO, Series 24, Series 63, Series 65Clean record12 years registeredWEALTHN LLC

18 CAMPUS BOULEVARD, NEWTOWN SQUARE, PA 19073CRD# 6316689Firm CRD# 285915

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yang Xu · NEWTOWN SQUARE, PA

Registration

CRD #6316689 · WEALTHN LLC · 12 years registered

Brand Profile

Not yet started

Career History

UP FINTECH ASSET MANAGEMENT

Apr 2026 – present

UP FINTECH ASSET MANAGEMENT

Nov 2017 – Dec 2024

Newtown Square, PA

ALPHA ARCHITECT

Jul 2014 – Oct 2018

BROOMALL, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · July 1, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHN LLC

CRD 285915 · SEC 801-114105

AUM

$3M

Regulatory assets under management

Employees

7 client accounts

Services offered by WEALTHN LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at WEALTHN LLC →

Introduction

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Frequently Asked Questions

What services does Yang Xu offer?

Yang Xu specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in NEWTOWN SQUARE, Pennsylvania for a consultation.

What are Yang Xu's credentials?

Yang Xu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Yang Xu located?

Yang Xu is based in NEWTOWN SQUARE, Pennsylvania, working with WEALTHN LLC. Their office serves clients in the NEWTOWN SQUARE metropolitan area and surrounding communities.

How does Yang Xu charge for services?

Yang Xu's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHN LLC?

WEALTHN LLC has approximately 8 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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