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Alan David Bates

HAMILTON-BATES INVESTMENT RESEARCH, INC.·NEWTOWN SQUARE, Pennsylvania
Series 7, Series 63, Series 65Clean record26 years registeredHAMILTON-BATES INVESTMENT RESEARCH, INC.
4 ST. ALBANS AVENUE, NEWTOWN SQUARE, PA 19073CRD# 2137050Firm CRD# 114127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alan David Bates · NEWTOWN SQUARE, PA
Registration
CRD #2137050 · HAMILTON-BATES INVESTMENT RESEARCH, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

HAMILTON-BATES INVESTMENT RESEARCH, INC.
Nov 1999 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · November 19, 1999
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HAMILTON-BATES INVESTMENT RESEARCH, INC.
CRD 114127 · SEC 801-60463
AUM
$33M
Regulatory assets under management
Employees
1
349 client accounts
Services offered by HAMILTON-BATES INVESTMENT RESEARCH, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HAMILTON-BATES INVESTMENT RESEARCH, INC. →
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05

Frequently Asked Questions

What services does Alan David Bates offer?
Alan David Bates specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEWTOWN SQUARE, Pennsylvania for a consultation.
What are Alan David Bates's credentials?
Alan David Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan David Bates located?
Alan David Bates is based in NEWTOWN SQUARE, Pennsylvania, working with HAMILTON-BATES INVESTMENT RESEARCH, INC.. Their office serves clients in the NEWTOWN SQUARE metropolitan area and surrounding communities.
How does Alan David Bates charge for services?
Alan David Bates's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HAMILTON-BATES INVESTMENT RESEARCH, INC.?
HAMILTON-BATES INVESTMENT RESEARCH, INC. has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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