Unclaimed Profile

Robert Ernest Kauffman

AMBASSADOR ADVISORS, LLC·LANCASTER, Pennsylvania

SIE, Series 1, Series 6TO, Series 7, Series 24, Series 63, Series 65ChFC24 years registeredAMBASSADOR ADVISORS, LLC

1755 OREGON PIKE, LANCASTER, PA 17601CRD# 829384Firm CRD# 116978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Ernest Kauffman · LANCASTER, PA

Registration

CRD #829384 · AMBASSADOR ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMBASSADOR ADVISORS, LLC

AXA ADVISORS, LLC

Aug 2002 – Sep 2011

LANCASTER, PA

FAITHWARD ADVISORS, LLC

Dec 2001 – Jun 2024

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 6TO

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 18, 2001

Years registered · 24

Professional designation · ChFC

Disclosure History

2020Civil·Final

2012Customer Dispute·Closed-No Action

2008Customer Dispute·Denied

1992Regulatory·Final

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FAITHWARD ADVISORS, LLC

CRD 116978 · SEC 801-61471

AUM

$741M

Regulatory assets under management

Employees

5,347 client accounts

Services offered by FAITHWARD ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FAITHWARD ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Ernest Kauffman offer?

Robert Ernest Kauffman specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert Ernest Kauffman's credentials?

Robert Ernest Kauffman holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Ernest Kauffman located?

Robert Ernest Kauffman is based in LANCASTER, Pennsylvania, last registered with AMBASSADOR ADVISORS, LLC.

How does Robert Ernest Kauffman charge for services?

Robert Ernest Kauffman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of net worth/third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMBASSADOR ADVISORS, LLC?

AMBASSADOR ADVISORS, LLC has approximately 35 employees and manages $741M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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