Unclaimed Profile

Kelly Carter Malloy

VALLEY FORGE ASSET MANAGEMENT, LLC·KING OF PRUSSIA, Pennsylvania

SIE, Series 7, Series 27, Series 63, Series 65Clean record15 years registeredVALLEY FORGE ASSET MANAGEMENT, LLC

150 S. WARNER RD, KING OF PRUSSIA, PA 19406CRD# 1204816Firm CRD# 7438

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Carter Malloy · KING OF PRUSSIA, PA

Registration

CRD #1204816 · VALLEY FORGE ASSET MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VALLEY FORGE ASSET MANAGEMENT, LLC

BB&T SECURITIES, LLC

Mar 2016 – Nov 2020

KING OF PRUSSIA, PA

VALLEY FORGE ASSET MANAGEMENT, LLC

Mar 2011 – Mar 2016

KING OF PRUSSIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 63

Series 65

Registration record

First registered · March 16, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD 7438 · SEC 801-25300

AUM

$2.2B

Regulatory assets under management

Employees

1,955 client accounts

Services offered by VALLEY FORGE ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VALLEY FORGE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Carter Malloy offer?

Kelly Carter Malloy specializes in Financial Planning, Investment Management, Wealth Management.

What are Kelly Carter Malloy's credentials?

Kelly Carter Malloy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Carter Malloy located?

Kelly Carter Malloy is based in KING OF PRUSSIA, Pennsylvania, last registered with VALLEY FORGE ASSET MANAGEMENT, LLC.

How does Kelly Carter Malloy charge for services?

Kelly Carter Malloy's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VALLEY FORGE ASSET MANAGEMENT, LLC?

VALLEY FORGE ASSET MANAGEMENT, LLC has approximately 32 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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