Unclaimed Profile

Peter Moffit Sherman

INDEPENDENCE CAPITAL MANAGEMENT INC.·HORSHAM, Pennsylvania

Series 6, Series 63Clean record35 years registeredINDEPENDENCE CAPITAL MANAGEMENT INC.

600 DRESHER ROAD, HORSHAM, PA 19044CRD# 1974905Firm CRD# 107518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Moffit Sherman · HORSHAM, PA

Registration

CRD #1974905 · INDEPENDENCE CAPITAL MANAGEMENT INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INDEPENDENCE CAPITAL MANAGEMENT INC.

PENN MUTUAL ASSET MANAGEMENT, LLC

May 1991 – Jan 2021

HORSHAM, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · May 14, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENN MUTUAL ASSET MANAGEMENT, LLC

CRD 107518 · SEC 801-35477

AUM

$33.7B

Regulatory assets under management

Employees

40 client accounts

Services offered by PENN MUTUAL ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at PENN MUTUAL ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Peter Moffit Sherman offer?

Peter Moffit Sherman specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Peter Moffit Sherman's credentials?

Peter Moffit Sherman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Moffit Sherman located?

Peter Moffit Sherman is based in HORSHAM, Pennsylvania, last registered with INDEPENDENCE CAPITAL MANAGEMENT INC..

How does Peter Moffit Sherman charge for services?

Peter Moffit Sherman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENCE CAPITAL MANAGEMENT INC.?

INDEPENDENCE CAPITAL MANAGEMENT INC. has approximately 33 employees and manages $33.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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