Unclaimed Profile

James Louis Dailey

TEAM FINANCIAL MANAGERS, INC.·HARRISBURG, Pennsylvania

Series 7, Series 24, Series 63, Series 65CFA25 years registeredTEAM FINANCIAL MANAGERS, INC.

800 CORPORATE CIRCLE, HARRISBURG, PA 17110CRD# 3097260Firm CRD# 115130

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Louis Dailey · HARRISBURG, PA

Registration

CRD #3097260 · TEAM FINANCIAL MANAGERS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TEAM FINANCIAL MANAGERS, INC.

TEAM FINANCIAL ASSET MANAGEMENT, LLC

Oct 2009 – Dec 2013

HARRISBURG, PA

TEAM FINANCIAL MANAGERS

Oct 2000 – Dec 2013

HARRISBURG, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 23, 2000

Years registered · 25

Professional designation · CFA

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

TEAM FINANCIAL MANAGERS, INC.

CRD 115130 · SEC 801-61069

AUM

$175M

Regulatory assets under management

Employees

892 client accounts

Services offered by TEAM FINANCIAL MANAGERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TEAM FINANCIAL MANAGERS, INC. →

Introduction

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Frequently Asked Questions

What services does James Louis Dailey offer?

James Louis Dailey specializes in Financial Planning, Investment Management, Wealth Management.

What are James Louis Dailey's credentials?

James Louis Dailey holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Louis Dailey located?

James Louis Dailey is based in HARRISBURG, Pennsylvania, last registered with TEAM FINANCIAL MANAGERS, INC..

How does James Louis Dailey charge for services?

James Louis Dailey's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEAM FINANCIAL MANAGERS, INC.?

TEAM FINANCIAL MANAGERS, INC. has approximately 6 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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