Unclaimed Profile

Daniel Robert Wendt

ENHANCING CAPITAL LLC·HARRISBURG, Pennsylvania

SIE, Series 7, Series 6613 years registeredENHANCING CAPITAL LLC

7300 DERRY STREET, HARRISBURG, PA 17111CRD# 6118289Firm CRD# 290018

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Robert Wendt · HARRISBURG, PA

Registration

CRD #6118289 · ENHANCING CAPITAL LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ENHANCING CAPITAL LLC

ENHANCING CAPITAL LLC

Oct 2017 – Jun 2020

HARRISBURG, PA

CETERA ADVISOR NETWORKS LLC

Dec 2015 – May 2017

SHIPPENSBURG, PA

BB&T INVESTMENT SERVICES, INC.

Nov 2015 – Nov 2015

HARRISBURG, PA

CETERA INVESTMENT ADVISERS LLC

Jan 2014 – Nov 2015

CARLISLE, PA

CETERA INVESTMENT SERVICES LLC

Sep 2013 – Jan 2014

CARLISLE, PA

AMBASSADOR ADVISORS, LLC

Jul 2013 – Aug 2013

LANCASTER, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 23, 2013

Years registered · 13

Disclosure History

2016Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ENHANCING CAPITAL LLC

CRD 290018 · SEC 801-111927

AUM

$298M

Regulatory assets under management

Employees

38 client accounts

Services offered by ENHANCING CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ENHANCING CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Robert Wendt offer?

Daniel Robert Wendt specializes in Investment Management, Retirement Planning, Wealth Management.

What are Daniel Robert Wendt's credentials?

Daniel Robert Wendt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Robert Wendt located?

Daniel Robert Wendt is based in HARRISBURG, Pennsylvania, last registered with ENHANCING CAPITAL LLC.

How does Daniel Robert Wendt charge for services?

Daniel Robert Wendt's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENHANCING CAPITAL LLC?

ENHANCING CAPITAL LLC has approximately 5 employees and manages $298M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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