Unclaimed Profile

Bradley R Roth

THOR TRADING ADVISORS, LLC·GREENSBURG, Pennsylvania

Series 3, Series 7, Series 66Clean record14 years registeredTHOR TRADING ADVISORS, LLC

327 W. PITTSBURGH ST., GREENSBURG, PA 15601CRD# 5686432Firm CRD# 310362

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bradley R Roth · GREENSBURG, PA

Registration

CRD #5686432 · THOR TRADING ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

UX WEALTH PARTNERS LLC

Nov 2025 – present

THOR FINANCIAL TECHNOLOGIES

Sep 2020 – present

MCDOWELL ASSOCIATES INVESTMENTS, LP

May 2013 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2012 – Feb 2013

GREENSBURG, PA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 66

Registration record

First registered · June 12, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOR TRADING ADVISORS, LLC

CRD 310362 · SEC 801-126093

AUM

$49M

Regulatory assets under management

Employees

1 client accounts

Services offered by THOR TRADING ADVISORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at THOR TRADING ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Bradley R Roth offer?

Bradley R Roth specializes in Investment Management. Contact their office in GREENSBURG, Pennsylvania for a consultation.

What are Bradley R Roth's credentials?

Bradley R Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bradley R Roth located?

Bradley R Roth is based in GREENSBURG, Pennsylvania, working with THOR TRADING ADVISORS, LLC. Their office serves clients in the GREENSBURG metropolitan area and surrounding communities.

How does Bradley R Roth charge for services?

Bradley R Roth's firm is compensated through percentage of aum, other: model portfolio fees based on underlying assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOR TRADING ADVISORS, LLC?

THOR TRADING ADVISORS, LLC has approximately 5 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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