Unclaimed Profile

Donald Lee Smith

PROVIDENT WEALTH MANAGEMENT INC·ERIE, Pennsylvania

SIE, Series 3, Series 7, Series 7TO, Series 14, Series 24, Series 27, Series 28, Series 51, Series 63, Series 65, Series 99TOChFC34 years registeredPROVIDENT WEALTH MANAGEMENT INC

3527 WEST 26TH STREET, ERIE, PA 16506CRD# 1134141Firm CRD# 107021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Lee Smith · ERIE, PA

Registration

CRD #1134141 · PROVIDENT WEALTH MANAGEMENT INC · 34 years registered

Brand Profile

Not yet started

Career History

PROVIDENT WEALTH MANAGEMENT INC

Jan 1992 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 7TO

Series 14

Series 24

Series 27

Series 28

Series 51

Series 63

Series 65

Series 99TO

Registration record

First registered · January 7, 1992

Years registered · 34

Professional designation · ChFC

Disclosure History

2023Regulatory·Final

2020Customer Dispute·Award / Judgment

1997Employment Separation After Allegations

1978Criminal·Final Disposition

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PROVIDENT WEALTH MANAGEMENT INC

CRD 107021 · SEC 801-30754

AUM

$17M

Regulatory assets under management

Employees

100 client accounts

Services offered by PROVIDENT WEALTH MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROVIDENT WEALTH MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Donald Lee Smith offer?

Donald Lee Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ERIE, Pennsylvania for a consultation.

What are Donald Lee Smith's credentials?

Donald Lee Smith holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Donald Lee Smith located?

Donald Lee Smith is based in ERIE, Pennsylvania, working with PROVIDENT WEALTH MANAGEMENT INC. Their office serves clients in the ERIE metropolitan area and surrounding communities.

How does Donald Lee Smith charge for services?

Donald Lee Smith's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVIDENT WEALTH MANAGEMENT INC?

PROVIDENT WEALTH MANAGEMENT INC has approximately 6 employees and manages $17M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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