Unclaimed Profile

Thomas Eugene Musumeci

INVESTMENT ADVISORS ASSET MANAGEMENT, LLC·EASTON, Pennsylvania

SIE, Series 00, Series 1, Series 6TO, Series 7TO, Series 22TO, Series 24, Series 26, Series 39, Series 6323 years registeredINVESTMENT ADVISORS ASSET MANAGEMENT, LLC

137 NORTH SECOND STREET, EASTON, PA 18042CRD# 343955Firm CRD# 128716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Eugene Musumeci · EASTON, PA

Registration

CRD #343955 · INVESTMENT ADVISORS ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jul 2024 – present

OSAIC WEALTH, INC.

Sep 2019 – Jul 2024

EATONTOWN, NJ

INVESTMENT ADVISORS ASSET MANAGEMENT, LLC

Jan 2004 – Jun 2020

WEST LONG BRANCH, NJ

IAC ADVISORY SERVICES, INC

Apr 2003 – Dec 2004

OCEAN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Series 6TO

Series 7TO

Series 22TO

Series 24

Series 26

Series 39

Series 63

Registration record

First registered · April 10, 2003

Years registered · 23

Disclosure History

2000Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INVESTMENT ADVISORS ASSET MANAGEMENT, LLC

CRD 128716 · SEC 801-62575

AUM

$481M

Regulatory assets under management

Employees

2,237 client accounts

Services offered by INVESTMENT ADVISORS ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INVESTMENT ADVISORS ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Eugene Musumeci offer?

Thomas Eugene Musumeci specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EASTON, Pennsylvania for a consultation.

What are Thomas Eugene Musumeci's credentials?

Thomas Eugene Musumeci is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Eugene Musumeci located?

Thomas Eugene Musumeci is based in EASTON, Pennsylvania, working with INVESTMENT ADVISORS ASSET MANAGEMENT, LLC. Their office serves clients in the EASTON metropolitan area and surrounding communities.

How does Thomas Eugene Musumeci charge for services?

Thomas Eugene Musumeci's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMENT ADVISORS ASSET MANAGEMENT, LLC?

INVESTMENT ADVISORS ASSET MANAGEMENT, LLC has approximately 26 employees and manages $481M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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