Unclaimed Profile

Mary Beth K Roche

KOHLHEPP INVESTMENT ADVISORS, LTD.·DOYLESTOWN, Pennsylvania

SIE, Series 6, Series 7, Series 66Clean record7 years registeredKOHLHEPP INVESTMENT ADVISORS, LTD.

3655 ROUTE 202, DOYLESTOWN, PA 18902CRD# 5229012Firm CRD# 113989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Beth K Roche · DOYLESTOWN, PA

Registration

CRD #5229012 · KOHLHEPP INVESTMENT ADVISORS, LTD. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KOHLHEPP INVESTMENT ADVISORS, LTD.

KOHLHEPP INVESTMENT ADVISORS, LTD.

Dec 2018 – Mar 2026

Chapel Hill, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · December 8, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KOHLHEPP INVESTMENT ADVISORS, LTD.

CRD 113989 · SEC 801-60581

AUM

$173M

Regulatory assets under management

Employees

900 client accounts

Services offered by KOHLHEPP INVESTMENT ADVISORS, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KOHLHEPP INVESTMENT ADVISORS, LTD. →

Introduction

Speak with Mary Beth

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mary Beth is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DOYLESTOWN?

Browse all registered financial advisors in DOYLESTOWN, Pennsylvania or claim this profile if it's yours.

Browse DOYLESTOWN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mary Beth K Roche offer?

Mary Beth K Roche specializes in Financial Planning, Investment Management.

What are Mary Beth K Roche's credentials?

Mary Beth K Roche is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Beth K Roche located?

Mary Beth K Roche is based in DOYLESTOWN, Pennsylvania, last registered with KOHLHEPP INVESTMENT ADVISORS, LTD..

How does Mary Beth K Roche charge for services?

Mary Beth K Roche's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOHLHEPP INVESTMENT ADVISORS, LTD.?

KOHLHEPP INVESTMENT ADVISORS, LTD. has approximately 6 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →