Unclaimed Profile

David Michael Muntz

MUNTZ FINANCIAL, LLC·DOYLESTOWN, Pennsylvania

Series 6, Series 7, Series 63, Series 6523 years registeredMUNTZ FINANCIAL, LLC

108 N. MAIN STREET, DOYLESTOWN, PA 18901CRD# 3236250Firm CRD# 145971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Muntz · DOYLESTOWN, PA

Registration

CRD #3236250 · MUNTZ FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MUNTZ FINANCIAL, LLC

Jan 2008 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2007 – Jan 2008

BLUE BELL, PA

PNC INVESTMENTS

Oct 2004 – Feb 2007

EAGLEVILLE, PA

QUICK & REILLY, INC.

May 2004 – Jul 2004

TREVOSE, PA

HORNOR, TOWNSEND & KENT, INC.

Nov 2002 – Feb 2003

HORSHAM, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 22, 2002

Years registered · 23

Disclosure History

2011Customer Dispute·Settled

1998Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MUNTZ FINANCIAL, LLC

CRD 145971 · SEC 801-131242

AUM

$155M

Regulatory assets under management

Employees

238 client accounts

Services offered by MUNTZ FINANCIAL, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at MUNTZ FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does David Michael Muntz offer?

David Michael Muntz specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in DOYLESTOWN, Pennsylvania for a consultation.

What are David Michael Muntz's credentials?

David Michael Muntz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Michael Muntz located?

David Michael Muntz is based in DOYLESTOWN, Pennsylvania, working with MUNTZ FINANCIAL, LLC. Their office serves clients in the DOYLESTOWN metropolitan area and surrounding communities.

How does David Michael Muntz charge for services?

David Michael Muntz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MUNTZ FINANCIAL, LLC?

MUNTZ FINANCIAL, LLC has approximately 3 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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