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Marc Andrew Smith

RED WAVE INVESTMENTS LLC·DILLSBURG, Pennsylvania
Clean recordRED WAVE INVESTMENTS LLC
6 NORTH BALTIMORE STREET, DILLSBURG, PA 17019CRD# 4840338Firm CRD# 153198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marc Andrew Smith · DILLSBURG, PA
Registration
CRD #4840338 · RED WAVE INVESTMENTS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Marc Andrew Smith is a registered financial advisor based in DILLSBURG, Pennsylvania, affiliated with RED WAVE INVESTMENTS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
RED WAVE INVESTMENTS LLC
OARS CAPITAL
AUM
$329M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at RED WAVE INVESTMENTS LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4840338
Firm CRD# 153198
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Marc Andrew Smith offer?
Marc Andrew Smith specializes in Financial Planning, Investment Management. Contact their office in DILLSBURG, Pennsylvania for a consultation.
What are Marc Andrew Smith's credentials?
Marc Andrew Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marc Andrew Smith located?
Marc Andrew Smith is based in DILLSBURG, Pennsylvania, working with RED WAVE INVESTMENTS LLC. Their office serves clients in the DILLSBURG metropolitan area and surrounding communities.
How does Marc Andrew Smith charge for services?
Marc Andrew Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RED WAVE INVESTMENTS LLC?
RED WAVE INVESTMENTS LLC has approximately 2 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RED WAVE INVESTMENTS LLC

Denis Anthony Osullivan
DILLSBURG, PA
Randy Alan Ryan
DILLSBURG, PA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Pennsylvania
PHILADELPHIA (568)PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)BERWYN (136)WEST CONSHOHOCKEN (127)MALVERN (124)HARRISBURG (82)LANCASTER (80)
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Research
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