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Marc Andrew Smith

RED WAVE INVESTMENTS LLC·DILLSBURG, Pennsylvania
Series 7, Series 63, Series 65Clean record15 years registeredRED WAVE INVESTMENTS LLC
6 NORTH BALTIMORE STREET, DILLSBURG, PA 17019CRD# 4840338Firm CRD# 153198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marc Andrew Smith · DILLSBURG, PA
Registration
CRD #4840338 · RED WAVE INVESTMENTS LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

OARS CAPITAL
Nov 2012 – present
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.
Oct 2010 – Oct 2012
CHARLOTTESVILLE, VA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · October 25, 2010
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RED WAVE INVESTMENTS LLC
CRD 153198 · SEC 801-119079
AUM
$329M
Regulatory assets under management
Employees
2
700 client accounts
Services offered by RED WAVE INVESTMENTS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RED WAVE INVESTMENTS LLC →
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05

Frequently Asked Questions

What services does Marc Andrew Smith offer?
Marc Andrew Smith specializes in Financial Planning, Investment Management. Contact their office in DILLSBURG, Pennsylvania for a consultation.
What are Marc Andrew Smith's credentials?
Marc Andrew Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marc Andrew Smith located?
Marc Andrew Smith is based in DILLSBURG, Pennsylvania, working with RED WAVE INVESTMENTS LLC. Their office serves clients in the DILLSBURG metropolitan area and surrounding communities.
How does Marc Andrew Smith charge for services?
Marc Andrew Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RED WAVE INVESTMENTS LLC?
RED WAVE INVESTMENTS LLC has approximately 2 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RED WAVE INVESTMENTS LLC

Denis Anthony Osullivan
DILLSBURG, PA
Randy Alan Ryan
DILLSBURG, PA
PFS

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Research
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