Unclaimed Profile

Denis Anthony Osullivan

RED WAVE INVESTMENTS LLC·DILLSBURG, Pennsylvania

SIE, Series 7, Series 63, Series 65Clean record35 years registeredRED WAVE INVESTMENTS LLC

6 NORTH BALTIMORE STREET, DILLSBURG, PA 17019CRD# 1779949Firm CRD# 153198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denis Anthony Osullivan · DILLSBURG, PA

Registration

CRD #1779949 · RED WAVE INVESTMENTS LLC · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RED WAVE INVESTMENTS LLC

OARS CAPITAL

May 2020 – Aug 2021

DILLSBURG, PA

HEMINGTON WEALTH MANAGEMENT

Nov 2014 – Jun 2020

FALLS CHURCH, VA

CONVERGENT WEALTH ADVISORS, LLC

Oct 2012 – Nov 2014

POTOMAC, MD

MASON INVESTMENT ADVISORY SERVICES INC

May 1991 – Nov 2012

RESTON, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 23, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RED WAVE INVESTMENTS LLC

CRD 153198 · SEC 801-119079

AUM

$329M

Regulatory assets under management

Employees

700 client accounts

Services offered by RED WAVE INVESTMENTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RED WAVE INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Denis Anthony Osullivan offer?

Denis Anthony Osullivan specializes in Financial Planning, Investment Management.

What are Denis Anthony Osullivan's credentials?

Denis Anthony Osullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denis Anthony Osullivan located?

Denis Anthony Osullivan is based in DILLSBURG, Pennsylvania, last registered with RED WAVE INVESTMENTS LLC.

How does Denis Anthony Osullivan charge for services?

Denis Anthony Osullivan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RED WAVE INVESTMENTS LLC?

RED WAVE INVESTMENTS LLC has approximately 2 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at RED WAVE INVESTMENTS LLC

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Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Pennsylvania

PITTSBURGH (289)PHILADELPHIA (208)WAYNE (87)RADNOR (71)BERWYN (68)MALVERN (58)WEST CONSHOHOCKEN (56)LANCASTER (55)CONSHOHOCKEN (50)WYOMISSING (48)

City Guides

PITTSBURGH Guide PHILADELPHIA Guide WAYNE Guide RADNOR Guide BERWYN Guide

Research

Advisor Fees in Pennsylvania National Fee Analysis

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