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Denis Anthony Osullivan

RED WAVE INVESTMENTS LLC·DILLSBURG, Pennsylvania
Clean recordRED WAVE INVESTMENTS LLC
6 NORTH BALTIMORE STREET, DILLSBURG, PA 17019CRD# 1779949Firm CRD# 153198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Denis Anthony Osullivan · DILLSBURG, PA
Registration
CRD #1779949 · RED WAVE INVESTMENTS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Denis Anthony Osullivan is a registered financial advisor based in DILLSBURG, Pennsylvania, affiliated with RED WAVE INVESTMENTS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
RED WAVE INVESTMENTS LLC
OARS CAPITAL
AUM
$329M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at RED WAVE INVESTMENTS LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1779949
Firm CRD# 153198
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Denis Anthony Osullivan offer?
Denis Anthony Osullivan specializes in Financial Planning, Investment Management. Contact their office in DILLSBURG, Pennsylvania for a consultation.
What are Denis Anthony Osullivan's credentials?
Denis Anthony Osullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Denis Anthony Osullivan located?
Denis Anthony Osullivan is based in DILLSBURG, Pennsylvania, working with RED WAVE INVESTMENTS LLC. Their office serves clients in the DILLSBURG metropolitan area and surrounding communities.
How does Denis Anthony Osullivan charge for services?
Denis Anthony Osullivan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RED WAVE INVESTMENTS LLC?
RED WAVE INVESTMENTS LLC has approximately 2 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RED WAVE INVESTMENTS LLC

Randy Alan Ryan
DILLSBURG, PA
Marc Andrew Smith
DILLSBURG, PA

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Research
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