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Susan Adams Shoemaker

RIGGS ASSET MANAGEMENT CO INC·DALLAS, Pennsylvania
Series 3, Series 7, Series 63, Series 65Clean record14 years registeredRIGGS ASSET MANAGEMENT CO INC
THE GRAND HIGHLANDS, DALLAS, PA 18612CRD# 1935374Firm CRD# 107233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Susan Adams Shoemaker · DALLAS, PA
Registration
CRD #1935374 · RIGGS ASSET MANAGEMENT CO INC · 14 years registered
Brand Profile
Not yet started
01

Career History

Apr 2012present
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · April 18, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RIGGS ASSET MANAGEMENT CO INC
CRD 107233 · SEC 801-38171
AUM
$449M
Regulatory assets under management
Employees
7
814 client accounts
Services offered by RIGGS ASSET MANAGEMENT CO INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Susan Adams Shoemaker offer?
Susan Adams Shoemaker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DALLAS, Pennsylvania for a consultation.
What are Susan Adams Shoemaker's credentials?
Susan Adams Shoemaker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Adams Shoemaker located?
Susan Adams Shoemaker is based in DALLAS, Pennsylvania, working with RIGGS ASSET MANAGEMENT CO INC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Susan Adams Shoemaker charge for services?
Susan Adams Shoemaker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIGGS ASSET MANAGEMENT CO INC?
RIGGS ASSET MANAGEMENT CO INC has approximately 7 employees and manages $449M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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