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Robert Hamilton Graham

RIGGS ASSET MANAGEMENT CO INC·DALLAS, Pennsylvania
Series 6, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredRIGGS ASSET MANAGEMENT CO INC
THE GRAND HIGHLANDS, DALLAS, PA 18612CRD# 1994460Firm CRD# 107233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Hamilton Graham · DALLAS, PA
Registration
CRD #1994460 · RIGGS ASSET MANAGEMENT CO INC · 26 years registered
Brand Profile
Not yet started
01

Career History

Jan 2000present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · January 14, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RIGGS ASSET MANAGEMENT CO INC
CRD 107233 · SEC 801-38171
AUM
$449M
Regulatory assets under management
Employees
7
814 client accounts
Services offered by RIGGS ASSET MANAGEMENT CO INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Robert Hamilton Graham offer?
Robert Hamilton Graham specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DALLAS, Pennsylvania for a consultation.
What are Robert Hamilton Graham's credentials?
Robert Hamilton Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Hamilton Graham located?
Robert Hamilton Graham is based in DALLAS, Pennsylvania, working with RIGGS ASSET MANAGEMENT CO INC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Robert Hamilton Graham charge for services?
Robert Hamilton Graham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIGGS ASSET MANAGEMENT CO INC?
RIGGS ASSET MANAGEMENT CO INC has approximately 7 employees and manages $449M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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