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Francis James Hoey

HOEY INVESTMENTS, INC.·COATESVILLE, Pennsylvania
SIE, Series 7, Series 63, Series 65CFP25 years registeredHOEY INVESTMENTS, INC.
1000 BRANDYWINE CREEK RD., COATESVILLE, PA 19320CRD# 2911665Firm CRD# 152103

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Francis James Hoey · COATESVILLE, PA
Registration
CRD #2911665 · HOEY INVESTMENTS, INC. · 25 years registered
Brand Profile
Not yet started
01

Career History

HOEY INVESTMENTS, INC.
Nov 2009 – present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Jan 2008 – Dec 2009
WEST CHESTER, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jan 2001 – Jan 2008
EXTON, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · January 5, 2001
Years registered · 25
Professional designation · CFP
03

Disclosure History

2023Customer Dispute·Pending
2008Customer Dispute·Closed-No Action
2003Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HOEY INVESTMENTS, INC.
CRD 152103 · SEC 801-80919
AUM
$427M
Regulatory assets under management
Employees
6
1,184 client accounts
Services offered by HOEY INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HOEY INVESTMENTS, INC. →
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05

Frequently Asked Questions

What services does Francis James Hoey offer?
Francis James Hoey specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in COATESVILLE, Pennsylvania for a consultation.
What are Francis James Hoey's credentials?
Francis James Hoey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Francis James Hoey located?
Francis James Hoey is based in COATESVILLE, Pennsylvania, working with HOEY INVESTMENTS, INC.. Their office serves clients in the COATESVILLE metropolitan area and surrounding communities.
How does Francis James Hoey charge for services?
Francis James Hoey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HOEY INVESTMENTS, INC.?
HOEY INVESTMENTS, INC. has approximately 6 employees and manages $427M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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