Unclaimed Profile

James Francis Getz

CHARTWELL INVESTMENT PARTNERS, LLC·BERWYN, Pennsylvania

SIE, Series 6, Series 7, Series 22, Series 24, Series 26, Series 63, Series 66Clean record24 years registeredCHARTWELL INVESTMENT PARTNERS, LLC

1205 WESTLAKES DRIVE, BERWYN, PA 19312CRD# 1653787Firm CRD# 170335

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Getz · BERWYN, PA

Registration

CRD #1653787 · CHARTWELL INVESTMENT PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHARTWELL INVESTMENT PARTNERS, LLC

BPU INVESTMENT MANAGEMENT, INC.

Sep 2013 – Apr 2014

PITTSBURGH, PA

FEDERATED INVESTMENT COUNSELING

Aug 2002 – May 2006

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 26

Series 63

Series 66

Registration record

First registered · August 6, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARTWELL INVESTMENT PARTNERS, LLC

CRD 170335 · SEC 801-79127

AUM

$11.3B

Regulatory assets under management

Employees

449 client accounts

Services offered by CHARTWELL INVESTMENT PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at CHARTWELL INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does James Francis Getz offer?

James Francis Getz specializes in Investment Management, Retirement Planning, Wealth Management.

What are James Francis Getz's credentials?

James Francis Getz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Getz located?

James Francis Getz is based in BERWYN, Pennsylvania, last registered with CHARTWELL INVESTMENT PARTNERS, LLC.

How does James Francis Getz charge for services?

James Francis Getz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARTWELL INVESTMENT PARTNERS, LLC?

CHARTWELL INVESTMENT PARTNERS, LLC has approximately 34 employees and manages $11.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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