Unclaimed Profile

Sean Michael Schmid

PENN INVESTMENT ADVISORS, INC.·BALA CYNWYD, Pennsylvania

SIE, Series 7TO, Series 63, Series 65Clean record15 years registeredPENN INVESTMENT ADVISORS, INC.

1 BELMONT AVE, BALA CYNWYD, PA 19004CRD# 4252140Firm CRD# 151715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Michael Schmid · BALA CYNWYD, PA

Registration

CRD #4252140 · PENN INVESTMENT ADVISORS, INC. · 15 years registered

Brand Profile

Not yet started

Career History

EQUITABLE ADVISORS, LLC

Feb 2023 – present

PENN INVESTMENT ADVISORS, INC.

Feb 2015 – Jul 2023

BALA CYNWYD, PA

LONGVIEW CAPITAL MANAGEMENT LLC

Nov 2010 – Mar 2016

WILMINGTON, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Series 65

Registration record

First registered · November 15, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENN INVESTMENT ADVISORS, INC.

CRD 151715 · SEC 801-70683

AUM

$574M

Regulatory assets under management

Employees

1,139 client accounts

Services offered by PENN INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PENN INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Sean Michael Schmid offer?

Sean Michael Schmid specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BALA CYNWYD, Pennsylvania for a consultation.

What are Sean Michael Schmid's credentials?

Sean Michael Schmid is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Michael Schmid located?

Sean Michael Schmid is based in BALA CYNWYD, Pennsylvania, working with PENN INVESTMENT ADVISORS, INC.. Their office serves clients in the BALA CYNWYD metropolitan area and surrounding communities.

How does Sean Michael Schmid charge for services?

Sean Michael Schmid's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENN INVESTMENT ADVISORS, INC.?

PENN INVESTMENT ADVISORS, INC. has approximately 9 employees and manages $574M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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