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Jonathan Mootz

RADCLIFFE CAPITAL MANAGEMENT, L.P.·BALA CYNWYD, Pennsylvania
SIE, Series 7TO, Series 24, Series 63, Series 99Clean recordRADCLIFFE CAPITAL MANAGEMENT, L.P.
50 MONUMENT ROAD, BALA CYNWYD, PA 19004CRD# 7008172Firm CRD# 136028

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jonathan Mootz · BALA CYNWYD, PA
Registration
CRD #7008172 · RADCLIFFE CAPITAL MANAGEMENT, L.P.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 24
Series 63
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RADCLIFFE CAPITAL MANAGEMENT, L.P.
CRD 136028 · SEC 801-65461
AUM
$4.4B
Regulatory assets under management
Employees
25
26 client accounts
Services offered by RADCLIFFE CAPITAL MANAGEMENT, L.P.
Per Form ADV
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at RADCLIFFE CAPITAL MANAGEMENT, L.P. →
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Frequently Asked Questions

What services does Jonathan Mootz offer?
Jonathan Mootz specializes in Retirement Planning, Wealth Management. Contact their office in BALA CYNWYD, Pennsylvania for a consultation.
What are Jonathan Mootz's credentials?
Jonathan Mootz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jonathan Mootz located?
Jonathan Mootz is based in BALA CYNWYD, Pennsylvania, working with RADCLIFFE CAPITAL MANAGEMENT, L.P.. Their office serves clients in the BALA CYNWYD metropolitan area and surrounding communities.
How does Jonathan Mootz charge for services?
Jonathan Mootz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RADCLIFFE CAPITAL MANAGEMENT, L.P.?
RADCLIFFE CAPITAL MANAGEMENT, L.P. has approximately 25 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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