Unclaimed Profile

Timothy Vernon Swartley

TCG INVESTMENT ADVISORY, INC.·ALLENTOWN, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 63, Series 66CFPClean record13 years registeredTCG INVESTMENT ADVISORY, INC.

4600 BROADWAY, ALLENTOWN, PA 18104CRD# 4101705Firm CRD# 117901

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Vernon Swartley · ALLENTOWN, PA

Registration

CRD #4101705 · TCG INVESTMENT ADVISORY, INC. · 13 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

May 2024 – present

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – May 2024

TELFORD, PA

CETERA ADVISOR NETWORKS LLC

Aug 2016 – Jun 2023

TELFORD, PA

GIRARD PARTNERS LTD.

Mar 2015 – Aug 2016

SOUDERTON, PA

TCG INVESTMENT ADVISORY, INC.

Oct 2012 – Aug 2016

ALLENTOWN, PA

UNIVEST INVESTMENTS, INC.

Sep 2012 – Mar 2015

SOUDERTON, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 5, 2012

Years registered · 13

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GIRARD PENSION SERVICES, LLC

CRD 117901 · SEC 801-60904

AUM

$557M

Regulatory assets under management

Employees

117 client accounts

Services offered by GIRARD PENSION SERVICES, LLC

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

View all advisors at GIRARD PENSION SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Vernon Swartley offer?

Timothy Vernon Swartley specializes in Wealth Management, Fee-Only Advisory. Contact their office in ALLENTOWN, Pennsylvania for a consultation.

What are Timothy Vernon Swartley's credentials?

Timothy Vernon Swartley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Timothy Vernon Swartley located?

Timothy Vernon Swartley is based in ALLENTOWN, Pennsylvania, working with TCG INVESTMENT ADVISORY, INC.. Their office serves clients in the ALLENTOWN metropolitan area and surrounding communities.

How does Timothy Vernon Swartley charge for services?

Timothy Vernon Swartley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCG INVESTMENT ADVISORY, INC.?

TCG INVESTMENT ADVISORY, INC. has approximately 14 employees and manages $557M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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