Unclaimed Profile

John David Tumolo

SECTOR ANALYSTS LLC·ALLENTOWN, Pennsylvania

SIE, Series 6, Series 7, Series 63, Series 6518 years registeredSECTOR ANALYSTS LLC

6126 HAMILTON BLVD., ALLENTOWN, PA 18106CRD# 4143301Firm CRD# 169789

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John David Tumolo · ALLENTOWN, PA

Registration

CRD #4143301 · SECTOR ANALYSTS LLC · 18 years registered

Brand Profile

Not yet started

Career History

SECTOR ANALYSTS LLC

Jun 2015 – present

LPL FINANCIAL LLC

Oct 2007 – Oct 2017

ALLENTOWN, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 23, 2007

Years registered · 18

Disclosure History

2001Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SECTOR ANALYSTS LLC

CRD 169789 · SEC 801-110613

AUM

$178M

Regulatory assets under management

Employees

1,001 client accounts

Services offered by SECTOR ANALYSTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECTOR ANALYSTS LLC →

Introduction

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Frequently Asked Questions

What services does John David Tumolo offer?

John David Tumolo specializes in Financial Planning, Investment Management. Contact their office in ALLENTOWN, Pennsylvania for a consultation.

What are John David Tumolo's credentials?

John David Tumolo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John David Tumolo located?

John David Tumolo is based in ALLENTOWN, Pennsylvania, working with SECTOR ANALYSTS LLC. Their office serves clients in the ALLENTOWN metropolitan area and surrounding communities.

How does John David Tumolo charge for services?

John David Tumolo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECTOR ANALYSTS LLC?

SECTOR ANALYSTS LLC has approximately 2 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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